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Robert Pommer

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Robert Pommer

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49 results

Date

Blog
The SEC Under Paul Atkins 鈥� What to Expect for Registered and Private Offerings, Climate-Related Disclosure, Consolidated Audit Trail, Digital Assets, and Agency Re-Organization

From Regulatory & Compliance on April 3, 2025
Client Alert
Confirmation Hearing for SEC Chair Nominee Atkins 鈥� Takeaways for Fund Managers

on March 31, 2025
Special Report
2025 Proskauer Annual Review for Private Investment Funds

on February 26, 2025
Article
Question of the Week: How do you expect SEC exams and enforcement to evolve in 2025?

on February 11, 2025
Client Alert
Eight Enforcement Trends That Likely Will End Under a Trump SEC

on December 20, 2024
Blog
2024 SEC Enforcement Results 鈥� Takeaways for Fund Managers

From The Capital Commitment on December 4, 2024
Article
Funds in Focus: Top SEC Exam and Enforcement Trends

on November 12, 2024
Client Alert
SEC Enforcement Action Underscores Need for MNPI Policies in CLO Trading

on September 6, 2024
Blog
Harris鈥檚 Running Mate Announcement: Pay-to-Play Rule Implications for Investment Advisers

From The Capital Commitment on August 6, 2024
Client Alert
Unrepresentative Returns: SEC Sanctions Hedge Fund Manager for Misleading Marketing Practices

on June 24, 2024

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