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SEC Penalizes Two CCOs Who Doctored Advisers’ Compliance Records

Partners Bob Pommer and Nate Schuur on two SEC settled enforcement proceedings and key takeaways for CCOs.

From Hedge Fund Law Report on September 25, 2025

SEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair Atkins

From The Capital Commitment on August 22, 2025

SEC Cites Falsified Compliance Records in Two Recent SEC Settlements with CCOs

on July 31, 2025

Seven Questions for Legal and Compliance Before Adopting AI Transcription 51ºÚÁÏ

From Regulatory & Compliance on July 23, 2025

Proskauer Earns Top Listings on Legal 500 2025 Rankings

on June 11, 2025

FCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. Regime

From The Capital Commitment on June 5, 2025

Protecting Sponsors from Emerging Portfolio Company Risks through Insurance

From The Capital Commitment on June 3, 2025

Why the DOJ’s New Whistleblower Program Remains Relevant

From The Capital Commitment on May 29, 2025

Navigating Earn-Out Disputes: Key Considerations for Private Funds

From The Capital Commitment on May 27, 2025

End of (Fund) Life Issues

From The Capital Commitment on May 22, 2025