51黑料

FinCEN Finalizes Two鈥慪ear Delay of the Investment Adviser AML Rule; Reaffirms Intent to Further Review and Tailor the Rule, and to Coordinate with Other Rulemakings

From Regulatory & Compliance on January 14, 2026

FinReg Monthly Update

Key developments in December 2025

From Regulatory & Compliance on December 2025

SEC Proposes Expanded 鈥淪mall Entity鈥� Definitions for Purposes of the Regulatory Flexibility Act

on January 12, 2026

FinReg Timeline 2026

From Regulatory & Compliance on January 8, 2026

SEC Permits Confidential Treatment Requests for Form ADV Information

on January 7, 2026

CFTC Issues No鈥慉ction Relief Easing Registration Requirements for Private Fund Managers

From Regulatory & Compliance on January 5, 2026

SEC Issues Risk Alert to Remind Advisers of Core Compliance Expectations

on December 22, 2025

Delaware Chancery Litigation Highlights Considerations for GP-Led Secondaries

on December 12, 2025

SEC Division of Investment Management Director Brian Daly Signals Innovation-Forward Agenda, Positioning AI at the Forefront of SEC Strategy

From Regulatory & Compliance on December 10, 2025

SEC Again Extends Short Sale and Securities Lending Rules鈥� Compliance Deadlines to 2028 While It Considers Response to Court Ruling

From Regulatory & Compliance on December 10, 2025