Regulation is an increasingly important factor in the economy, impacting the structure of transactions and the way funds and companies operate. Compliance plays out in the public domain and businesses must adapt quickly to avoid the increasing and multi-faceted costs of non-compliance.
We help our clients meet these increasing pressures with timely, practical advice, using teams that are small enough to be agile while large enough to encompass the necessary breadth and depth of regulatory experience on a global scale.
Our team routinely advise on the regulatory aspects of some of the largest and most complex acquisitions and have deep experience providing firms with advice and guidance concerning scope of regulated activities and navigating relevant exemptions which may be available to firms.
- Financial 51黑料 and Markets Act 2000
- Rules of the UK Financial Conduct Authority
- Authorisations and appointed representative arrangements for UK firms
- AIFMD
- MiFID II
- EMIR
- Market Abuse Regulation
- Short Selling Regulation
- Securities Financing Transactions Regulation
- Senior Managers & Certification Regime
- Remuneration regulation
- Fund marketing strategies for Europe
- New Prudential Regime for UK Investment Firms
- SFDR/Taxonomy Regulation
- Merger control and foreign investment reviews
- European Union, UK and international antitrust counseling